Daily Archives: October 16, 2009

TRADING PLACES: WHAT WOULD HAPPEN IF THE SEC TOOK OVER AIR SAFETY AND THE FAA BEGAN TO REGULATE INTERNAL CONTROL OVER FINANCIAL REPORTING

Posted on October 16, 2009 by

Recently I gave a presentation to a group of risk management professionals. I began my preparation by compiling a slide full of logos of various serious or catastrophic corporate failures. Some of these companies survived. Others are no longer around. … Continue reading →

Posted in Compliance, GRC, Internal Audit, Risk Management, Sarbanes-Oxley | Tagged , , | 4 Comments