Monthly Archives: July 2009

Financial Regulatory Reform – What GRC Professionals Should Anticipate

Posted on July 13, 2009 by

I have a clipping file brimming with insightful analysis of the financial crisis and perceptive interpretations of public pronouncements ranging from the G-20 meeting in London earlier this year to the US Financial Regulatory Reform. Effective, lasting reform will take … Continue reading →

Posted in Compliance, Sarbanes-Oxley | Leave a comment

An Introduction to the Philosophy of Risk Management

Posted on July 7, 2009 by

An Introduction to the Philosophy of Risk Management Philosophy: A theory or attitude held by a person or organization that acts as a guiding principle for behavior. (The New Oxford American Dictionary) Having worked with and learned from assurance professionals around … Continue reading →

Posted in Compliance, GRC, Internal Audit, Risk Management | Leave a comment

Risk and Control Frameworks – What’s the Difference?

Posted on July 2, 2009 by

RISK AND CONTROL FRAMEWORKS: WHATS THE DIFFERENCE AND WHY DOES IT MATTER? We seem to be moving into a risk-based world. It is worth spending a few minutes exploring just what that means. The difference between risk and control based … Continue reading →

Posted in Internal Audit, Risk Management, Sarbanes-Oxley | Leave a comment